Compliance Monitoring Manager

Job ID
# of Openings
Business Entity
Octopus Investments
Permanent Full-Time


About Octopus


At Octopus we’re transforming the industries we operate in and improving the lives of millions of people. We’ve built market-leading positions in a number of specialist sectors, including smaller company financing, renewable energy, healthcare and property finance. We employ over 500 people and manage more than £6 billion on behalf of more than 50,000 investors. Our products don’t just help real people solve real life problems, they also make a positive impact on the world around us.


The Octopus Group incorporates Octopus Energy, Octopus Healthcare, Octopus Investments, Octopus Property, Octopus Ventures and Octopus Labs. Our aim is to have an impact in everything we do, and to make a vital contribution to the UK economy by helping people, companies and institutions generate wealth. And we’re always on the look-out for smart, talented people who share our values.



The role includes compliance monitoring across the Octopus Group. The successful candidate will work closely with the Head of Compliance Monitoring to assess compliance with the regulations.


Essential Job Functions

  • Working closely with the business to identify improvements in processes and controls
  • Preparing reports that will be shared with senior management
  • Embedding compliance culture and supporting our core value of “Customer Obsession”
  • Assisting all business units with compliance queries


  • Previous compliance monitoring experience is essential
  • Expertise of report writing
  • Extremely organised and ability to prioritise their workload, always being one step ahead
  • Knowledge of the FCA handbook
  • Relevant compliance experience at a financial services firm
  • Team player with a can-do attitude
  • Effective communication and problem-solving skills


Our Values 


Be helpful

Random acts of kindness make the workplace a better place. So, go out of your way to be helpful, and give people reasons to smile.


Be straightforward
Life is complicated enough. Don’t make it harder for yourself, or for others. Sometimes the simplest approach works wonders.


Be bold
Every great business started with a flash of inspiration. If you’ve got a great idea, don’t keep it to yourself.




At Octopus, we recognise the importance of embracing diversity in order to create a high performance culture.








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